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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

COND 1.3 General

As Published: 2001

COND 1.3 General

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems