Search Result

541 - 560 of 997 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements