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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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BIPRU 9.3 Requirements for originators

As Published: 2007

BIPRU 9.3 Requirements for originators

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

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LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

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FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

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DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

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PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

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LR 9.3 Continuing obligations - holders

As Published: 2006

LR 9.3 Continuing obligations - holders

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