Search Result

361 - 380 of 989 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

CASS 7A.3 Secondary pooling events

As Published: 2009

CASS 7A.3 Secondary pooling events

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

COBS 19.1 Pension transfers and opt-outs

As Published: 2007

COBS 19.1 Pension transfers and opt-outs

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others