Search Result

361 - 380 of 834 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs

COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose