Search Result

281 - 300 of 1023 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

…

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

…

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

…

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

…

DEPP 3.4 Urgent supervisory notice cases

As Published: 2007

DEPP 3.4 Urgent supervisory notice cases

…

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

…

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

…

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

…

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

…

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

…

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

…

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

…

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

…

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

…

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

…

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

…

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

…

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

…

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

…