Search Result

121 - 140 of 575 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

…

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

…

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

…

COBS 11.5 Record keeping: client orders and transactions

As Published: 2007

COBS 11.5 Record keeping: client orders and transactions

…

COBS 16.1 General client reporting requirement

As Published: 2007

COBS 16.1 General client reporting requirement

…

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

…

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

…

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

…

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

…

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

…

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

…

CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

…

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

…

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

…

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

…

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

…

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

…

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

…

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

…