Search Result

401 - 420 of 803 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2009

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

PERG 15.2 General

As Published: 2009

PERG 15.2 General

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2009

PERG 15.4 Small payment institutions, agents and exempt bodies

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General