Search Result

581 - 600 of 620 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2009

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings