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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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MCOB 5.9 Regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Regulated sale and rent back agreements

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

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SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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Similar To

COLL 8.5 Powers and responsibilities

LR 8.7 Supervision of sponsors

LR 8.5 Responsibilities of listed companies

DTR 7.2 Corporate governance statements

SUP 16.12 Integrated Regulatory Reporting

PERG 8.12 Exemptions applying to all controlled activities

COLL 6.2 Dealing

LR 15.2 Requirements for listing

LR 10.2 Classifying transactions

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

RCB 2.3 Determination of registration

COLL 4.5 Reports and accounts

COLL 4.3 Approvals and notifications

COLL 6.3 Valuation and pricing

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SYSC 12.1 Application

MCOB 5.9 Regulated sale and rent back agreements

SYSC 5.1 Skills, knowledge and expertise

LR 12.5 Purchase of own securities other than equity shares

SUP 15.3 General notification requirements