Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

…

BIPRU 13.4 CCR mark to market method

As Published: 2006

BIPRU 13.4 CCR mark to market method

…

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

…

MCOB 2.7 Application to electronic media and distance communications

As Published: 2004

MCOB 2.7 Application to electronic media and distance communications

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 13.2 Approval of circulars

SUP 2.4 'Mystery shopping'

FEES 5.3 The general levy

DTR 1A.1 Application and purpose (Transparency rules)

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

SUP 16.11 Product Sales Data Reporting

LR 5.1 Suspending listing

PERG 5.11 Other aspects of exclusions

LR 12.6 Treasury shares

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

DISP 3.3 Dismissal without consideration of the merits and test cases

FEES 6.3 The FSCS's power to impose levies

DISP App 1.6 Valuing Relevant Benefits

LR 7.1 Application and purpose

COBS 18.5 Operators of collective investment schemes

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order