Search Result

361 - 380 of 942 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

PERG 14.7 Exemptions

As Published: 2006

PERG 14.7 Exemptions

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege