Search Result

361 - 380 of 933 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

RCB 4.2 Enforcement powers and penalties

As Published: 2008

RCB 4.2 Enforcement powers and penalties

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose