Search Result

701 - 720 of 779 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

…

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

…

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

…

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

…

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

…

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

…

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

…

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

…

BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2007

BIPRU 3.3 The use of the credit assessments of ratings agencies

…

DEPP 6.4 Financial penalty or public censure

As Published: 2007

DEPP 6.4 Financial penalty or public censure

…

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

…

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

…

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

…

CASS 7A.3 Secondary pooling events

As Published: 2009

CASS 7A.3 Secondary pooling events

…

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

…

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

…

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

…

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

…

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

…

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

…