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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

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COND 1.3 General

As Published: 2001

COND 1.3 General

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

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LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

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BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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COBS 9.3 Guidance on assessing suitability

As Published: 2007

COBS 9.3 Guidance on assessing suitability

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REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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