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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

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COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

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MCOB 5.9 Regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Regulated sale and rent back agreements

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

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PERG 13.2 General

As Published: 2007

PERG 13.2 General

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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