Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

…

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

…

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

…

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DEPP 5.1 Settlement decision makers

PERG 10.5 Employers and affinity groups (such as trade unions)

LR 9.5 Transactions

MCOB 1.2 General application: who? what?

PERG 1.1 Application and purpose

PERG 8.4 Invitation or inducement

PR 1.1 Preliminary

MCOB 4.10 Home purchase plans

ICOBS 5.1 General

COLL 5.5 Cash, borrowing, lending and other provisions

ICOBS 6.2 Pre-contract information: general insurance contracts

REC 6.5 FSA decision on recognition

LR 1.3 Information gathering and publication

COLL 6.2 Dealing

GEN 4.3 Letter disclosure

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading