Search Result

661 - 680 of 777 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

LR 12.1 Application

As Published: 2005

LR 12.1 Application

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

MCOB 5.3 Applying for a home finance transaction

As Published: 2006

MCOB 5.3 Applying for a home finance transaction

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

MCOB 2.7 Application to electronic media and distance communications

As Published: 2004

MCOB 2.7 Application to electronic media and distance communications

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

LR 13.7 Circulars about purchase of own equity securities

As Published: 2007

LR 13.7 Circulars about purchase of own equity securities

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID