Search Result

361 - 380 of 893 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

BIPRU 11.2 Basis of disclosures

As Published: 2007

BIPRU 11.2 Basis of disclosures

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples