Search Result

361 - 380 of 1001 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

INSPRU 8.4 Capacity Transfer Market

As Published: 2006

INSPRU 8.4 Capacity Transfer Market

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors