Search Result

261 - 280 of 792 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

ICOBS 6.2 Pre-contract information: general insurance contracts

As Published: 2008

ICOBS 6.2 Pre-contract information: general insurance contracts

COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation