Search Result

241 - 260 of 1039 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing