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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.4 Financial penalty or public censure

As Published: 2007

DEPP 6.4 Financial penalty or public censure

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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PR App 3.1

As Published: 2005

PR App 3.1

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INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

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PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

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GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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