Search Result

581 - 600 of 783 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

As Published: 2006

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

COLL 4.1 Introduction

As Published: 2004

COLL 4.1 Introduction

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

CRED 8.2 Components of capital

As Published: 2003

CRED 8.2 Components of capital

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

BIPRU 9.5 Synthetic securitisation

As Published: 2007

BIPRU 9.5 Synthetic securitisation

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors