Search Result

261 - 280 of 868 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution