Search Result

541 - 560 of 909 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

COBS 13.1 The obligation to prepare product information

As Published: 2007

COBS 13.1 The obligation to prepare product information

ICOBS 2.5 Exclusion of liability and reliance on others

As Published: 2008

ICOBS 2.5 Exclusion of liability and reliance on others

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

MCOB 5.9 Regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Regulated sale and rent back agreements

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services