Search Result

361 - 380 of 888 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts and distance home purchase mediation contracts with retail customers

As Published: 2004

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts and distance home purchase mediation contracts with retail customers

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission