Search Result

201 - 220 of 849 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose