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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 10.4 Assessing appropriateness: when it need not be done

As Published: 2007

COBS 10.4 Assessing appropriateness: when it need not be done

…

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

…

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

…

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

…

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

…

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

…

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

…

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

…

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

…

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

…

COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

…

COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

…

COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

…

COBS 3.3 General notifications

As Published: 2007

COBS 3.3 General notifications

…

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

…

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

…

COBS 20.3 Principles and Practices of Financial Management

As Published: 2008

COBS 20.3 Principles and Practices of Financial Management

…

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

CRED 2.2 Structure

As Published: 2007

CRED 2.2 Structure

…

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

…

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