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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

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CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

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LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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