Search Result

181 - 200 of 933 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

MCOB 5.9 Regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Regulated sale and rent back agreements

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance