Search Result

301 - 320 of 593 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

DTR 3.1

As Published: 2005

DTR 3.1

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

PERG 14.8 Financial promotions

As Published: 2006

PERG 14.8 Financial promotions

COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

BIPRU 5.5 Other funded credit risk mitigation

As Published: 2007

BIPRU 5.5 Other funded credit risk mitigation

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general