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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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SYSC 6.1 Compliance

SUP 11.9 Changes in close links

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

COLL 6.9 Independence, names and UCITS business restrictions

DTR 7.1 Audit committees

SUP 13.4 Providing cross border services into another EEA State

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

BIPRU 5.2 The central principles of credit risk mitigation

APER 4.6 Statement of Principle 6

GENPRU 2.1 Calculation of capital resources requirements

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

PERG 4.4 What is a regulated mortgage contract?

BIPRU 3.5 Simplified method of calculating risk weights

SYSC 13.7 Processes and systems

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SYSC 5.1 Skills, knowledge and expertise

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

SUP 12.7 Notification requirements

REC 6.2 Applications

COLL 4.3 Approvals and notifications