Search Result

81 - 100 of 302 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 13.7 Circulars about purchase of own equity securities

As Published: 2007

LR 13.7 Circulars about purchase of own equity securities

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

PR App 1.1

As Published: 2005

PR App 1.1

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

DTR 1A.3 FSA may require the publication of information

As Published: 2007

DTR 1A.3 FSA may require the publication of information

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary