Search Result

961 - 980 of 1018 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

COBS 10.6 When a firm need not assess appropriateness

As Published: 2007

COBS 10.6 When a firm need not assess appropriateness

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

MCOB 12.6 Business loans

As Published: 2004

MCOB 12.6 Business loans

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

MCOB 6.7 Business loans

As Published: 2004

MCOB 6.7 Business loans

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

ICOBS 2.4 Record-keeping

As Published: 2008

ICOBS 2.4 Record-keeping

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles