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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

As Published: 2004

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

MIPRU 1.2 Actions for damages

As Published: 2007

MIPRU 1.2 Actions for damages

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

INSPRU 9.1 Actions for damages

As Published: 2006

INSPRU 9.1 Actions for damages

PERG 8.16 Financial promotions concerning funeral plans

As Published: 2005

PERG 8.16 Financial promotions concerning funeral plans

LR 12.1 Application

As Published: 2005

LR 12.1 Application

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

COBS 11.3 Client order handling

As Published: 2007

COBS 11.3 Client order handling

BIPRU 9.6 Implicit support

As Published: 2007

BIPRU 9.6 Implicit support

BIPRU 5.8 Maturity mismatches

As Published: 2007

BIPRU 5.8 Maturity mismatches

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

DTR 5.10 Use of electronic means for notifications and filing

As Published: 2007

DTR 5.10 Use of electronic means for notifications and filing

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

ICOBS 2.4 Record-keeping

As Published: 2008

ICOBS 2.4 Record-keeping

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

FEES 5.7 Payment

As Published: 2009

FEES 5.7 Payment

DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers