Search Result

341 - 360 of 860 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

LR 19.1 Application

As Published: 2005

LR 19.1 Application

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

DTR 3.1

As Published: 2005

DTR 3.1

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

BIPRU 1.2 Definition of the trading book

As Published: 2007

BIPRU 1.2 Definition of the trading book

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition