Search Result

261 - 280 of 901 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

MCOB 7.5 Mortgages: statements

As Published: 2004

MCOB 7.5 Mortgages: statements

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

BIPRU 1.2 Definition of the trading book

As Published: 2007

BIPRU 1.2 Definition of the trading book

LR 14.1 Application

As Published: 2005

LR 14.1 Application

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

DEPP 7.2 Interviews

As Published: 2007

DEPP 7.2 Interviews

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

GEN 4.5 Statements about authorisation and regulation by the FSA

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the FSA

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information