Search Result

241 - 260 of 853 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF