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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

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DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

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SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

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GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

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SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

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INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

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