Search Result

181 - 200 of 846 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

MCOB 2.6 Exclusion of liability

As Published: 2004

MCOB 2.6 Exclusion of liability

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

ICOBS 4.3 Fee disclosure

As Published: 2008

ICOBS 4.3 Fee disclosure

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations