Search Result

181 - 200 of 855 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts