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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

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FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

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APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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LR 16.1 Application

As Published: 2005

LR 16.1 Application

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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DTR 5.10 Use of electronic means for notifications and filing

As Published: 2007

DTR 5.10 Use of electronic means for notifications and filing

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RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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