Search Result

341 - 360 of 552 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

BIPRU 4.8 The IRB approach: Purchased receivables

As Published: 2006

BIPRU 4.8 The IRB approach: Purchased receivables

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application