Search Result

261 - 280 of 784 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

INSPRU 8.4 Capacity Transfer Market

As Published: 2006

INSPRU 8.4 Capacity Transfer Market

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general