Search Result

161 - 180 of 724 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 19.1 Application

As Published: 2005

LR 19.1 Application

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

DTR 1A.3 FSA may require the publication of information

As Published: 2007

DTR 1A.3 FSA may require the publication of information

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application