Search Result

301 - 320 of 495 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

CRED 1.1 The Credit Unions Sourcebook

As Published: 2003

CRED 1.1 The Credit Unions Sourcebook

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

BIPRU 9.6 Implicit support

As Published: 2007

BIPRU 9.6 Implicit support

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies