Search Result

261 - 280 of 890 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

DTR 7.2 Corporate governance statements

As Published: 2008

DTR 7.2 Corporate governance statements

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making