Search Result

221 - 240 of 981 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

GEN 4.5 Statements about authorisation and regulation by the FSA

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the FSA

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

COBS 10.5 Assessing appropriateness: guidance

As Published: 2007

COBS 10.5 Assessing appropriateness: guidance

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion