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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 18.4 Stock lending activity

As Published: 2007

COBS 18.4 Stock lending activity

COBS 4.4 Compensation information

As Published: 2007

COBS 4.4 Compensation information

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application